Practice
Regulatory & Compliance
We help clients navigate complex regulatory frameworks in Singapore and Thailand, ensuring compliance with sector-specific laws while managing legal risk across operations and transactions.
Our Regulatory & Compliance practice advises on licensing, regulatory approvals, investigations, and ongoing compliance across heavily regulated sectors such as financial services, fintech, healthcare, telecommunications, and consumer goods.
We act for both local and multinational clients navigating the compliance landscape in Singapore and Thailand whether in response to regulatory scrutiny, preparing for market entry, or implementing governance frameworks to meet statutory obligations.
Clients turn to us for pragmatic advice and risk mitigation strategies across commercial, employment, financial, and data protection regulations. We also assist with internal investigations, audit responses, and cross-border enforcement matters.
With regulatory lawyers based in Singapore and Thailand, we offer jurisdiction-specific insights backed by strong local relationships with regulators such as MAS, ACRA, PDPC, and the DBD and SEC in Thailand.
Our dual-market presence allows us to advise on regulatory alignment for clients expanding across borders or entering ASEAN markets. We regularly collaborate with our white-collar, employment, and corporate teams to deliver coordinated compliance solutions.
- Financial services licensing under the Securities and Futures Act (Singapore) and SEC rules (Thailand)
- Regulatory clearance for fintech, payment services, and VCC structures
- Product registration and approval (healthcare, consumer goods, F&B)
- Development of internal compliance policies and SOPs
- Corporate governance frameworks and board advisory
- Training for compliance teams, officers, and directors
- PDPA (Thailand) and PDPA (Singapore) compliance assessments
- Data breach response planning and incident advisory
- Drafting privacy notices, data transfer clauses, and consent protocols
- Responding to inquiries from regulators (e.g., MAS, ACRA, SEC Thailand, AMLO)
- Conducting internal investigations into misconduct, corruption, or breaches
- Advising on dawn raids, whistleblower complaints, and audit responses
- Telecom and digital platform compliance
- Anti-money laundering (AML) and counter-terrorism financing (CTF)
- ESG-related regulatory compliance in cross-border transactions
